Becoming a Client

We strive to make the process of becoming a client of Aspiring Wealth Management as simple as possible. We take great care with this process given the importance of the decisions and the sensitivity of the information provided. We are very happy to help our new clients at any stage of the process.

1. Familiarisation with our Services

You should first become familiar with our business to decide whether the services that we offer match your requirements. In the first instance our Disclosure Document provides some good background about the services we offer, fees we charge, relationships we maintain and how we are paid. If, after having reviewed this document you wish to proceed further please Contact Us so that we can provide you with two further documents. Firstly, a Scope of Service which further details of the services we provide, our investment approach and beliefs, investment risks and benefits and the basis upon which we provide our advice. Secondly, we will provide our Terms and Conditions which form the formal legal basis for our relationship.

2. Account Sign up

If, following this familiarisation, you make a decision to use our services we will supply forms for completion together with a list of required documentation. This varies depending on the client type but in general the following is likely to be required:

  • Client Agreement Form
  • ID such as Passport or Driver’s Licence for all people signing the form or founding documents such as Trust Deed or company records.
  • Bank Encoded Deposit slip in the name of the client
  • Client Financial Information and Risk Profile

As the requirements vary depending on the type of client and services required please Contact Us and we will provide you with a specific list of requirements for your particular account to make the signing up process as easy as possible.

3. Account Operation

Once the account is opened transactions are simple to complete. You can let us know what you would like to do via email, phone or fax instructions. We will complete your instructions and depending on whether you are buying or selling you will be paid or you will pay our lead broker directly. At all stages of your account operation we are available to help.

 

Contact Us to Become a Client